Issuance in Focus
Client Solutions
We have enabled our clients to issue over 70+ AMCs across multiple issuance entities (Guernsey, Cayman, Luxembourg) involving equities, bonds, multi-asset, commodities, private credit, private equity, venture capital, fine wine and carbon assets. We also provide them access to setups in other jurisdictions such as Mauritius, Switzerland, BVI and elsewhere, as may be required to assist them in overcoming their hurdles.
AMC on Pharmaceutical Innovation
AMC on Aviation Innovation
AMC on Carbon Assets
Carbon credits are playing a vital role in addressing climate goals enabling countries who cannot provide sufficient credits to purchase credits from nations like Ghana to balance their own emissions. Complexity fuelled by fear and an unnecessary lack of understanding has complicated and slowed their adoption.
Global expert Professor Lisa Wilson, and a group of key institutional backers, have teamed up with Orpheus Capital to launch an AMC on Investment Grade Carbon Assets, offering liquid access to a portfolio of high-quality, investment-grade carbon credits.
This new AMC and the carbon asset class can be used to gain investment exposure to the carbon market at current pricing in a way that is aligned with ESG values, whilst diversifying portfolio exposure into an uncorrelated asset class.
We are blessed to be able to bring such a ground-breaking, world-class product which required passion, devotion, perseverance, education and a focus on risk and what matters for investors.
AMC on Blue Crabon Credits
AMC on a Hydroponic Farm
AMC on Worldwide Flexible Strategy
Our client had been exploring the fund route versus Bank-issued AMCs but really wanted a cost-effective solution which gave them an off-balance sheet solution. In collaboration with the Swissquote team in South Africa, we were able to help our client deliver a long-term capital growth strategy investing in a diversified mix of worldwide assets.
Alongside our Partners, we assist pre-trade, post-trade and work together throughout the lifecycle of our client’s product.
AMC on Protocol 37
Our client wanted to deliver their algorithmic strategy on CFDs which specifically had to plug-in their automated trading setup with IG Prime. We worked with IG Bank and related Partners to provide an automated setup that works for them.
We also assisted our client to enable their investor’s platforms to be set up for execution into Swiss Paying Agents.
AMC on Dynamic Yield Opportunities
Our client wanted to deliver a dynamic and flexible multi-asset strategy combining bonds, equities, ETFs, Funds and Structured Products to create a resilient and diversified portfolio. This needed to provide leverage and allow them to use their existing broker custodian arrangements.
Alongside our Partners we worked to deliver an AMC which allows our client to achieve their goals for their investors.
AMC on Multi-Asset Class Growth
Our client wanted us to help them deliver their strategy which is underpinned by an investment philosophy that emphasises including alternative investment options alongside traditional and really assets globally, to achieve greater diversification, dampen volatility and deliver consistent returns over the longer term.
Access to our PCC and off-balance sheet issuance of an Actively Managed Certificate (AMC) provided them a cost-effective solution that allowed our client to plug-in their existing broker custodian, to get going generate performance and grow AuM.
PERSONALISED SECURITIZATION - LIQUID STRATEGIES
AMC on Worldwide Flexible Strategy
Our client had been exploring the fund route versus Bank-issued AMCs but really wanted a cost-effective solution which gave them an off-balance sheet solution. In collaboration with the Swissquote team in South Africa, we were able to help our client deliver a long-term capital growth strategy investing in a diversified mix of worldwide assets.
Alongside our Partners, we assist pre-trade, post-trade and work together throughout the lifecycle of our client’s product.
AMC on Multi-Asset Class Growth
Our client wanted us to help them deliver their strategy which is underpinned by an investment philosophy that emphasises including alternative investment options alongside traditional and really assets globally, to achieve greater diversification, dampen volatility and deliver consistent returns over the longer term.
Access to our PCC and off-balance sheet issuance of an Actively Managed Certificate (AMC) provided them a cost-effective solution that allowed our client to plug-in their existing broker custodian, to get going generate performance and grow AuM.
AMC on Protocol 37
Our client wanted to deliver their algorithmic strategy on CFDs which specifically had to plug-in their automated trading setup with IG Prime. We worked with IG Bank and related Partners to provide an automated setup that works for them.
We also assisted our client to enable their investor’s platforms to be set up for execution into Swiss Paying Agents.
AMC on Dynamic Yield Opportunities
Our client wanted to deliver a dynamic and flexible multi-asset strategy combining bonds, equities, ETFs, Funds and Structured Products to create a resilient and diversified portfolio. This needed to provide leverage and allow them to use their existing broker custodian arrangements.
Alongside our Partners we worked to deliver an AMC which allows our client to achieve their goals for their investors.
AMC on Alternative Assets
Having already assisted this client with other AMCs they needed to get going quickly, as well as ensuring their investors broker custodians understood the settlement processes as well as how daily pricing could be accessed.
Whilst investment management is not new to seasoned professionals, accessing AMCs is new processes for their investors, and education and hand-holding pre and post trade remains key to build collaborative relationships.
Alongside our Partners we were able to deliver this in the desired timeframe allowing them to get going on a global alternative investment strategy encompassing Equities, Fixed Income, FX, Commodities, Infrastructure, Private Equity, Private Debt, and Real Estate.
AMC on Global Macro Trend Strategy
Our client wanted to trade a specific set of global trend-following investment vehicles and strategies combined with geared equity exposure. The first hurdle was to find them a broker custodian who could trade all the assets.
Having overcome their hurdles, we were able to implement a strategy for our client that allows them to generate long-term growth for their investors investing in listed and unlisted opportunities including commodities, interest-rates, equities, derivatives and much more.
AMC on Defensive Equity Derivatives Trading Strategy
Our client knew exactly what they wanted to do, but did not want to set up their own PCC to deliver the strategy and simply needed to “rent-a-cell” to get going.
Alongside our Partners, we assisted them to get set up and going in a timely fashion and have allowed them to generate positive returns from equity markets (irrespective of Trump and his tariffs).
AMC on Copper Arbitrage
Our client wanted an AMC which not only provided growth from his copper arbitrage trading strategy but also had the ability to pay out up to 9.00% annually to investors.
The first hurdle was to find two brokers already in our setup who could assist them. One broker was already available in the setup. The other we worked with our Partners to get the other broker onboarded and setup.
Our client has an AMC which can pay a discretionary coupon up to 9.00% provided they have generated significant returns, whilst providing capital preservation and growth in the long term.
TRACKER on US Private Credit Strategy
Our client wanted us to be product sponsor in their own PCC and assist them operationally alongside our Partners, bringing our trading, structuring, corporate finance and tax skills into the equation. We worked with our client to get Peresec International (Guernsey) onboarded as their broker of choice, who can custody a wide range of assets.
We worked collectively to deliver this solution to their distribution which allows investment direct into the Fund, investment via the AMC, as well as solution delivered as an Asset Backed Token.
AMC on South African Listed Debt Opportunities – ZAR Class
Our client wanted to deliver a solution to their investors giving them exposure to Debt listed on Cape Town and Johannesburg Stock Exchanges. Furthermore, they wanted this to be denominated in South African Rand (ZAR).
We worked with our client to find a broker who was able to trade and custody the assets, as well understanding the complexities of dealing with an exchange-controlled currency.
We have also enabled an SA ZAR-feeder solution with a major South African Bank for our client’s investors who cannot externalise their funds.
AMC on Global Equities
Our client wanted to deliver a solution to their investors generating long-term capital growth from investing in global equities. The grey listing of South Africa has created some hurdles for some clients getting onboarded with Broker Custodians. We overcame this hurdle by working with Peresec International who is well-versed in dealing with SA Fund Managers.
AMC on South Africa Listed Debt - Series 2
So good, we did it twice!
Having created an AMC on SA Listed Debt already, they wanted a specific debt to mix for certain investors, and because everything was already set up it is relatively easy to do a clone of their previous AMC and get going relatively quickly.
Our client recognises the beauty and simplicity of these Personalised Securitization solutions, and how easy and cost-effective to get going as a PM might do with a Segregated Mandate.
AMC on Global Fixed Income Multi-Strategy
Our client wanted to deliver a global fixed income multi-strategy to deliver absolute returns through investment in Fixed Income, FX, Equities and Commodities.
What originally started out as a solution to track their Cayman Fund became a project to plug in their existing Prime Broker to replicate the Fund. In the end, simplicity was the order of the day, and we have assisted them to put together a solution which best suited their needs and those of their investors, which included the setup of Calliope SPC (Cayman Islands) to house the assets.
We continue to work together with our clients and our Partners to deliver them solutions which best fit their needs, even when it takes some time to deliver.
AMC on Global Diversified Private Credit
Our client wanted assistance to deliver a solution that allows them to access their existing private credit opportunities, plus additional yield enhancement opportunities, and all the assets had to be traded and custodied in their broker custodian account.
We are fortunate in our setup with our Partners that we had a broker who already traded and custodied the assets they were interested in and was a natural match to assist them in this solution.
The result for our client is an AMC which will achieve long-term capital growth with a flexible mandate to optimise risk, return and liquidity by investing in a diversified basket of credit instrument which may include listed and unlisted bonds, regulated and unregulated funds, loan notes and structured products.
AMC on Fuel Hedge Strategy
Our client has over three decades experience trading commodities and running a fuel hedge desk. From small to large municipalities, to farmers, agricultural producers, to municipalities has risk to fuel prices and typically know what this amounts to.
Our client has worked on a strategy that has been designed to disrupt the outdated, inappropriate strategy that has traditionally been offered to fuel consumers. We have explored short-term, long-term and parametric insurance routes with them, secondary listing of AMCs on other exchanges, and even asset-backed tokenization solutions.
The client has a long-standing relationship with Bank AMCs but have found this to be restrictive in terms of trading, as well as access to specific futures markets. An off-balance sheet solution, coupled with access to a master trading account with their broker account fits the bill and allows them to deliver a strategy that protects against fuel price increases.
AMC on Global Diversified Private Credit
Our client wanted assistance to deliver a solution that allows them to access their existing private credit opportunities, plus additional yield enhancement opportunities, and all the assets had to be traded and custodied in their broker custodian account.
We are fortunate in our setup with our Partners that we had a broker who already traded and custodied the assets they were interested in and was a natural match to assist them in this solution.
The result for our client is an AMC which will achieve long-term capital growth with a flexible mandate to optimise risk, return and liquidity by investing in a diversified basket of credit instrument which may include listed and unlisted bonds, regulated and unregulated funds, loan notes and structured products.